Our Investment Products & Solutions

Through our affiliation with First Allied Securites, Inc., an Advanced Equities Company, we provide access to a broad-range of diversified financial products and sophisticated solutions. Together, we offer you the objectivity of working with an independent financial advisor, combined with the stability and strength to access the
world’s financial markets and a wealth of investment resources.


  • • NYSE-listed stocks
  • • NASDAQ over-the counter
  • • All other major exchanges
  • • Foreign stocks
  • • Initial public offerings
  • • Margin accounts
  • • Corporate finance
  • • Investment banking
  • • 144 and other restricted securities sales
  • • Employee stock-option plans